Financial Regulatory Compliance Experts 2025

I’m a lifesciences compliance strategist with a passion for building real-world, right-sized programs in fast-moving environments. With deep experience in pharma and medtech, I specialize in translating regulatory complexity into practical, actionable frameworks. I’ve spent 7+ years navigating the gray areas of compliance—from training physicians on industry expectations to building startup programs from the ground up. I believe compliance should be ethical, functional, and human-centered—and that culture is built through clarity, storytelling, and respect, not fear. Outside of policy and audits, I speak regularly on startup compliance and love turning “boring” topics into memorable moments. I'm here to connect, create, and contribute.

Jeffrey Barnett is a fiduciary financial advisor with over 30 years of experience, specializing in growing wealth, tax optimization, and retirement security. Jeffrey created and manages Fintegrity , an independent, fee-only, fiduciary Registered Investment Adviser (RIA) to serve clients who reside in the United States. At Fintegrity , we create unique solutions for each client investing more than $1 million. Our personalized approach ensures precision and care toward meeting your financial aspirations.Call Jeffrey at (201) 266-6829 or email Jeff@Fintegrity.com for a complimentary consultation. Let us help you secure your financial future.

I am an Institutional Debt Market Architect with more than 17 years of experience designing the valuation, liquidity, and recovery protocols that banks, credit unions, fintech lenders, and private credit funds rely on to make high-stakes decisions. I’ve advised on, analyzed, or helped broker over $100 billion in performing and non-performing receivables across consumer, commercial, auto, BNPL, mortgage, and specialty finance asset classes. My work sits at the intersection of portfolio valuation, lending risk, distressed-asset strategy, and AI-driven recovery intelligence. I help institutions understand the true condition of their receivables, uncover hidden risk, and translate complex credit dynamics into clear, actionable decisions. When lenders need to determine whether to hold, recover, restructure, or sell an asset, I’m the person they call. As Director of Portfolio Liquidity & Asset Disposition at Fitzgerald Advisors, I architect and execute loan-sale strategies, oversee due diligence, and structure NPL and charged-off debt transactions that maximize proceeds while maintaining regulatory integrity. I also build the technology that powers modern receivables strategy. I created Debt Catalyst, an AI-driven valuation and liquidation-curve engine used by professional debt buyers and investors. I developed Bank Watch Pro, a real-time intelligence platform that interprets FDIC and NCUA call-report data to identify institutional credit risk, NPL trends, charge-off exposure, and early-warning indicators. Across my ventures, I focus on one mission: turning distressed receivables, delinquency, and charge-offs into liquidity, clarity, and competitive advantage for financial institutions. I provide expert commentary on: Distressed portfolio valuation & credit-risk analysis NPL and charged-off debt sales Fintech lending trends & BNPL credit performance Bank & credit union financial health (FDIC/NCUA analytics) AI in collections, segmentation, and liquidation modeling Regulatory and compliance implications in debt markets I don’t follow the debt markets — I architect them. And I use that experience to help lenders, investors, and agencies make smarter, faster, and more profitable decisions.

Damodhar Mata is a Dubai-based financial advisor who is often quoted in Gulf News on topics related to financial planning, investments, and insurance. He provides guidance on budgeting, saving, and investing, particularly for UAE residents. He has also been featured in other publications like Khaleej Times. Here's a more detailed look at his work: Financial Planning: Damodhar Mata specializes in holistic financial planning, investments, and insurance. Budgeting and Savings: He offers advice on how to manage finances, create budgets, and save effectively, especially for those living in the UAE. Overspending in Dubai: He has commented on the issue of overspending among some UAE residents, particularly due to factors like discount offers and easy access to credit, according to a Gulf News report. Home Insurance: He has also discussed the importance of home insurance for homeowners in the UAE. Regularly Featured in Media: His insights are regularly featured in Gulf News and Khaleej Times. Nexus Insurance Brokers: He is a senior consultant at Nexus Insurance Brokers.

CISO and advisor helping FinTechs turn DORA/NIS2/PSD2, PCI DSS, ISO 27001, and GDPR into practical resilience and business value. 20+ years across architecture, incident response, and program build-out. I prioritise KPIs, clear board communication, and continuous improvement, not checkbox compliance. Highlights: led DORA/NIS2 readiness for cross-border teams (faster audits; 30%+ lower regulatory risk), stood up vCISO/vDPO programs with cloud-native controls, vendor risk, and privacy automation. Community: OWASP Riga and Cloud Security Alliance Chapter Lead. Need to get regulator-ready? Let’s connect.

Annette has diverse work experience spanning various roles and industries. Annette currently works as the Senior Director of Human Resources at Swisher, where they are responsible for overseeing HR operations and implementing solutions for HR transactions and service delivery processes. Annette has also managed recruitment, staffing, employee training, and development programs. As a champion for leadership development, financial fitness, and effective communication Annette's aim is to form and maintain cohesive relationships and lifelong learning opportunities. Specialties: Financial Coaching, Recruitment, Compensation, Employment Law, Unionized Workforces, Benefits

A highly accomplished Financial Services Senior Executive known for: 1. Rapidly…

I have helped over 1300 Kentucky Families have used me for their mortgage loan in Kentucky for the last 20 years. If you need a second opinion or answers to any mortgage questions, please reach out to me. I offer free advice. I specialize in Kentucky First Time Homebuyers FHA, VA, USDA & Rural Housing, KHC and Fannie Mae mortgage loans. I have helped over 1300 Kentucky families buy their first home or refinance their current mortgage for a lower payment; Kentucky First time buyers we still how available down payment assistance with KHC. Free Mortgage applications/ same day approvals. Web site is not endorsed by the FHA, VA, USDA govt agency. Text/call 502-905-3708 kentuckyloan@gmail.com NMLS 57916 NMLS 1738461Get in Touch10602 timber wood circleLouisville, Kentucky 40223USAkentuckyloan@gmail.comCall/text 502-905-3708

I’m a fee-only financial advisor in Washington, D.C, and the founder of District Capital Management. I am deeply committed to helping professionals in their 30s and 40s retire by 55, through holistic financial planning and research-driven investing. Since 2013, I’ve empowered over 400 clients to take control of their financial futures, making personal finance approachable and less intimidating.

Ryan Myers is the founder of Compliance Approved, a RegTech SaaS platform built to automate compliance reviews for investment advisers and broker-dealers. As the longtime CCO of an SEC-registered RIA with $2B in assets under management, Ryan has led marketing compliance programs, managed regulatory audits, and built firmwide compliance infrastructure from the ground up. With over a decade of experience navigating SEC and FINRA regulations, he launched Compliance Approved in 2025 to help firms streamline marketing review, reduce approval cycles, and stay compliant with confidence.

Adam has over 25 years of experience in private funds and asset management compliance. Prior to joining Optima, Adam was a Partner & CCO of J. Goldman & Co., L.P. (JGC), an SEC and NFA registered global multi-strategy/multi-manager hedge fund with long/short equity and quant strategies comprising several billion in AUM, for over a decade. Adam served on JGC’s Operating Committee, led governance restructuring, jointly oversaw the HR, IR, Operations, and IT Departments, and managed all legal, regulatory, and compliance matters globally. Previously, Adam was the Global CCO of John A. Levin & Co. (f.k.a BKF Asset Management, Inc.) and held management positions on the sell side at several regional wire houses including Ladenburg Thalmann & Co. and Gruntal & Co. Adam is a regular contributor to various investment industry periodicals and frequently speaks at industry events on a wide range of topics, including insider trading, trade desk oversight, data integrity/ big data/AI compliance, third party vendor due-diligence, CCO liability and managing regulatory examinations/investigations. In 2016, Adam was invited by the SEC to speak at their Annual National CCO Outreach program. Adam also served on the Board of Directors of The National Society of Compliance Professionals (“NSCP”) from 2010-2018, where he created and chaired the NSCP Private Funds Committee and NSCP Regulatory Interchanges. Adam works with private funds and wealth managers of varying sizes, strategy and complexities including, hedge, quant, private equity, real estate, and venture capital to build out practical compliance programs and provide ongoing regulatory compliance advice and support. Adam manages numerous regulatory examinations and inquiries and works with clients in undertaking mock examinations to ensure preparedness.

Bill Hall is the Cofounder and CEO of OurRecords, where he leverages over 30+years of experience in the technology and compliance sectors to create innovative solutions that streamline regulatory compliance management. His unique blend of technical expertise and deep knowledge of industry regulations has been pivotal in developing tools that simplify complex compliance processes, earning OurRecords a reputation as a trusted industry leader. Bill holds a Computer Science Degree from University of Louisiana Lafayette and has previously held key executive leadership roles in healthcare and other industries, where he developed a keen understanding of the challenges faced by organizations in highly regulated industries. His commitment to excellence and forward-thinking approach continue to drive OurRecords' growth and success.

Senior global executive with 15+ years of progressive leadership experience and durable impact on the growth, technology and sustainability of a large spectrum of organizations, including a Fortune 500 bank, a global tech & media firm and a Canadian Crown corporation, across 7 industries (e.g., financial services, civil aviation, insurance, railways). My purpose is to empower organizations to reach their highest potential. To achieve this, I help companies build and evolve their durable competitive advantage by scaling world-class Trust, Technology, and Sustainability capabilities. I always welcome new connections, irrelevant of background, titles or geographies.

Damon Paull, AWMA® - Financial Advisor, Best-Selling Author, Military Veteran As a wealth management advisor and Amazon best-selling author in Money and Business, Damon Paull brings a military precision to financial journalism. His recent collaboration with former FBI hostage negotiator Chris Voss on "Empathetic Leadership" shows he can take complex financial concepts and turn them into stories that resonate with everyone. With over 8 years of industry experience and a background as a Marine Corps veteran and State Department contractor, Damon writes about: • Intergenerational wealth transfer • Corporate benefit plan optimization • Investment portfolio construction • Business succession planning • Veteran financial empowerment • Global market analysis through a geopolitical lens As a Wealth Management Advisor at Cetera Investors, Damon’s expertise goes beyond traditional financial planning. He uses cutting-edge financial technology and analysis tools to bring you fresh perspectives on emerging trends and investment opportunities. His writing style is data-driven with a storyline, making complex financial concepts accessible to sophisticated investors and general audiences. Regular contributor to discussions on wealth preservation, market dynamics and financial technology. Damon welcomes opportunities to provide professional commentary and in-depth analysis for financial publications looking for expert opinions on wealth management and investment strategies. For editorial inquiries or commentary: Damon Paull, AWMA Damon.Paull@ceterainvestors.com 832.535.2286 Glen Allen, VA Available for national and international commentary Cetera Investors. Damon Paull, Wealth Management Advisor. Securities and Insurance Products offered through Cetera Investment Services LLC, member FINRA/SIPC. Advisory services offered through Cetera Investment Advisers LLC. 140 EASTSHORE DR. SUITE 105, GLEN ALLEN, VA 23059. 804-346-4670. The opinions expressed are those of the writer, not recommendations of Cetera Investment Services LLC or its representatives.

My professional journey has taken me through various roles where I've sharpened my skills in risk assessment, financial analysis, and building enduring client relationships.Achieving success for me goes beyond the immediate task at hand. It’s about seeing the bigger picture and making a tangible impact in the long term success of the organization. I’m passionate about developing new frameworks that create sustainable and repeatable outcomes within my work. I also believe in the power of collaboration and shared insights to drive progress for each member of my team.I welcome connections from fellow professionals and anyone interested in discussing the future of finance and the potential for innovation within our field. Together, let’s explore the possibilities.

Are you enjoying a successful career, but still wondering where all the money goes each month? Do you picture yourself retiring comfortably or taking the vacations you've always dreamed of, yet worry your financial reality may fall short?Or are you at a point in life where you’re wondering if your money is truly working for you? Do you ever look at your income and think, “Why doesn’t it feel like enough?” despite years of hard work and financial stability? For many professional women, balancing bills with income doesn’t feel like it should at this stage in life. I understand. I’ve been there myself. After a major life shift, I faced debt, a low credit score, and no safety net. But a practical plan changed my trajectory, and now I’m passionate about helping others do the same. As an Accredited Financial Counselor , I work with women who are ready to take control of their finances & design a plan that works for their unique life. Together, we clarify spending habits, tackle debt, and create a tailored strategy to reach your financial milestones. Whether it's funding retirement, enjoying life more, or gaining the peace of mind you deserve, I support clients who want their finances to reflect the life they desire. *My mission is to empower women to approach money confidently, reframe their financial habits, and build a future where their money is a tool for opportunity and security. For 𝗼𝗿𝗴𝗮𝗻𝗶𝘇𝗮𝘁𝗶𝗼𝗻𝘀, I provide workshops that empower employees to manage their finances confidently, helping them feel supported, valued, and inspired to succeed both personally and professionally as well as enhancing productivity and satisfaction as they learn to achieve their financial goals.𝗖𝗢𝗡𝗧𝗔𝗖𝗧 𝗠𝗘 𝗧𝗢: Conduct personal finance workshops: https://bit.ly/4fVw96k Speak about personal finance as a panelist or keynote speaker: https://bit.ly/4fVw96k Schedule a free discovery call: https://bit.ly/3Av9yP0 Start a conversation by sending a Direct Message******************************************************Dr. Sev is founder of Bryan Financial Empowerment LLC (dba Sev Talks Money), a financial education and coaching company. She is a member of the Association for Financial Counseling and Planning Education , a graduate of and mentor for the Milestones Circles Program at Nasdaq Entrepreneurial Center, a graduate of the Bank of America Institute Women's Entrepreneurship certificate program at Cornell University and a member of the Henry County Chamber of Commerce.

I am an academic professional seeking continuous growth. I desire to advance my career path at CIU substantially. Not conforming to the organizational standard, yet my goal is to go above and beyond until reaching the ultimate limit in my professional career. * I take on new projects/ideas and turn them into applicable initiatives. * I am constantly finding new ways to deliver outstanding results. * My initiatives begin with the end goal of creating an exceptional student experience and making the

Digital Marketing | Machine Learning | Data Scientist | SEO | Content Writing | SMM/SEM | Data Analytics | Python | Statistics | Data Visualization | Data Analysis Git: https://github.com/rameezgusmani Author: 1. https://www.purevpn.com/blog/author/rameez-ghayas-usmani/ 2. https://www.businessbusinessbusiness.com.au/author/rameez-ghayas-usmani/ 3. https://readwrite.com/author/rameez-ghayas-usmani/ Area of Expertise : Digital Marketing, SEM/SMM, SEO, Data Science, Python, SQL Database, Numpy, Pandas, Scipy, Matplotlib, Seaborn, Scikit-learn, Stats, Machine Learning and AI, Data Visualization

I’m Maurice A. Shabazz, a Certified Financial Education Instructor and long-time entrepreneur who builds brands, systems, and scalable digital platforms at the intersection of marketing, business development, and financial empowerment. For more than two decades, I’ve helped ideas become organized businesses by turning strategy into execution, from positioning and messaging to SEO-driven blogging, funnel design, AI automation, and conversion-focused customer journeys. My work is grounded in practical marketing that produces measurable outcomes: clarifying an offer, identifying the right audience, building authority through content, and deploying a repeatable acquisition system that can scale. I specialize in growth strategy, content ecosystems (blogs, lead magnets, email and SMS nurturing), local and organic SEO, and automation stacks that reduce manual work while improving lead quality and follow-up. I frequently build and optimize workflows using tools like GoHighLevel, Builder.io, and AI-assisted content and support systems. Over the years, I’ve developed and led multiple ventures and initiatives across finance, education, media, and creative services, including Dispute AI™, E-Fix Credit Solutions (E-FIX CREDIT, INC.), Black Concrete, Inc., Scale Remote, Inc., Financial Labs™, Grandmaster Outreach, Inc., and mission-driven community work through organizations such as Financial State of Minds, Inc., and Grandmaster Outreach Inc., along with additional business entities including organizations such as Prodigy (www.prodigys.org). My focus is simple: build credibility, build systems, and build momentum. I’m best suited for questions on marketing strategy, business growth, SEO and blogging for authority, offer positioning, funnel optimization, automation, and how to develop a brand that can earn trust and convert consistently.