Securities law expertise is crucial in today's complex financial regulatory environment. Featured.com's curated directory showcases top securities lawyers and compliance professionals who navigate the intricacies of SEC regulations, corporate governance, and financial market oversight. These experts have been quoted in leading financial publications, offering insights on everything from IPO processes to insider trading laws. For publishers and journalists, our directory provides quick access to authoritative sources for articles on securities regulation and compliance. Securities law professionals can leverage this platform to enhance their visibility and establish themselves as go-to commentators in their field. Whether you're seeking expert analysis for a story on regulatory changes or looking to share your securities law expertise with a wider audience, Featured.com connects you with the right resources. Explore our securities law expert profiles to find the perfect match for your content needs or to amplify your professional reach.
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President / CEO at Liberty Financing LLC
Sales and tech strategist driven to the front lines of the fintech evolution within the mortgage lending industry. Ambitiously working to create new opportunities, simplify processes, and pioneer modern solutions. Over 15 years of experience in the financial industry as an executive, strategist, consultant, trainer and team developer. •Founder of Liberty Financing LLC Previously: •Chief Strategy Officer at American Financing Corporation •Investment Advisor at Charles Schwab Knowledge and in depth experience ranges across technology innovation and integration (API, AI, Web design, SEO, SaaS), marketing, mortgage lending, business development, sales training, project management, data analysis and financial analysis. I’m passionate about providing the absolute best experience for our customers and the most rewarding career opportunities for our hard working high quality team members Current NMLS MLO State Licenses. Previously held FINRA Series 7 & Series 66 Licenses, Life and Health Insurance License, and Accredited Asset Management Specialist designation from the College of Financial Planning.
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Corporate Compliance Expert at Ceribell, Inc
I’m a lifesciences compliance strategist with a passion for building real-world, right-sized programs in fast-moving environments. With deep experience in pharma and medtech, I specialize in translating regulatory complexity into practical, actionable frameworks. I’ve spent 7+ years navigating the gray areas of compliance—from training physicians on industry expectations to building startup programs from the ground up. I believe compliance should be ethical, functional, and human-centered—and that culture is built through clarity, storytelling, and respect, not fear. Outside of policy and audits, I speak regularly on startup compliance and love turning “boring” topics into memorable moments. I'm here to connect, create, and contribute.
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REALTOR at RE/MAX Shoreline
Meet Jim Lee and Ann Cummings – Trusted Coastal Real Estate Experts with RE/MAX Shoreline Jim and Ann are an experienced, highly regarded real estate team specializing in the vibrant markets along the New Hampshire Seacoast and Southern Maine. As seasoned professionals with RE/MAX Shoreline, they bring a dynamic blend of market intelligence, thoughtful strategy, and personalized service to every client relationship. With decades of combined experience, Jim and Ann have successfully guided clients through a wide range of real estate journeys—from first-time homebuyers and seasoned investors to families navigating relocation, downsizing, or life transitions like divorce. Their deep understanding of local market trends, zoning, coastal regulations, and community nuances enables them to offer expert guidance in even the most complex transactions. Jim is known for his strategic mindset, calm professionalism, and sharp negotiation skills. Ann brings a creative edge, a detail-oriented approach, and a warm, empathetic style that puts clients at ease. Together, they form a balanced partnership built on trust, integrity, and a shared commitment to delivering exceptional results. Their marketing approach is rooted in compelling storytelling, refined coastal branding, and data-driven insights that keep clients informed and empowered. They leverage the strength of the RE/MAX Shoreline network to provide broad exposure for sellers and unmatched access to off-market opportunities for buyers. Consistently recognized as top performers in the region, Jim and Ann are also active members of their coastal communities, often supporting local causes and promoting the lifestyle that makes this area so special. Whether you're buying, selling, or simply exploring your options, Jim and Ann are the trusted local experts you want by your side—professional, approachable, and always focused on your goals. For interviews, expert commentary, or media features about coastal living and real estate trends in New Hampshire and Southern Maine, Jim and Ann are available to share insights that reflect both the lifestyle and the market dynamics of this exceptional region.
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Financial Adviser at Fintegrity
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Shareholder at Quadros Migl & Crosby, PLLC
The daughter of a modern-day wildcatter and a day trader, both of whom are business owners, I grew up in Houston surrounded by business risk and the “ups and downs” of the oil and gas industry. So, it is no surprise I am considered very business-minded when it comes to advising my clients, whether it is about the acquisition of another company, the purchase of real estate, the negotiation of a commercial lease, or the setting up of a new business venture. While in law school, I gained valuable experience interning with the second largest CPA firm in the United States, the federal government, and a national non-profit organization. I spent my last year of law school as a Shapiro Fellow at the Securities and Exchange Commission. While there, I worked on high-profile securities litigation cases and investigations, and in some cases right alongside the Federal Bureau of Investigation, the Department of Justice, and the Internal Revenue Service. Upon graduation from law school, I went to work for a major accounting firm where I assisted major Houston oil and gas clients with international taxation transactions. I received my Bachelor of Business Administration in Accounting and General Business from Texas Tech University. Upon graduation, I was awarded “highest ranking graduate” from the Rawls College of Business. After completing undergraduate studies, I attended The George Washington University Law School where I received my Juris Doctorate in 2014. Upon graduation, I was awarded the Presidential Volunteer Service Award for extensive pro bono work with the homeless and unemployed in the heart of Washington, D.C. While handling multiple large acquisitions for a Fortune 200 company at the same time, I went back to school to obtain my L.L.M. and a Certificate in International Taxation from Georgetown University. Upon graduation, I was once again recognized for pro bono work in my local community. I am a managing partner with Quadros, Migl & Crosby PLLC, a growing boutique Texas business law firm with four locations throughout the state.
The Subscription Attorney at Subscription Attorney LLC
Mathew Kerbis is The Subscription Attorney. He’s on a mission to affordably serve clients at scale via the subscription model and inspire attorneys to abandon the billable hour. He founded the law firm Subscription Attorney LLC after working for private practice law firms for nine years. His firm leverages automations and artificial intelligence to offer more accessible and reasonable prices like legal advice starting at $19.99/month and $49.99/page. Kerbis realized the subscription model could revolutionize the legal profession, so he launched the podcast Law Subscribed to help attorneys make the same choice. He also speaks and writes about how generative artificial intelligence is changing the way law is practiced. Kerbis has presented at ABA TECHSHOW, Stanford’s CodeX online community, several other online publications, and as a guest lecturer for law schools. Kerbis is a James I. Keane Award winner, recognizing innovative virtual law firms that serve the broad middle class, because he “has been a leader in using technology and subscription based pricing models to improve access to justice.” He’s been recognized by the American Bar Association as a Top 40 On the Rise leading lawyer in the Innovation category for “his commitment to making legal services more accessible while maintaining profitability.” Kerbis is a member of the Institute for the Advancement of the American Legal System’s Above the Line Network for legal professionals committed to transforming the delivery of legal services for the underserved middle class. He placed third in the Individual category for the American Legal Technology Awards for those who make a positive difference in the world related to legal innovation. Kerbis often presents on the topic of ditching the billable hour for the subscription model using technology. His four CLE courses on Lawline have over 3,000 views averaging 4.9 out of 5 stars, with reviews like, “I like the idea [of] an alternative way for clients to afford lawyer services. I loved his enthusiasm and passion. I think he is onto something great for clients” and "Perhaps the most useful CLE I have ever taken.” Kerbis is a frequent public speaker, and the best place to connect with him is on LinkedIn.
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Senior Portfolio Manager at Lycos Asset Management Inc.
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IP Attorney at Cohen IP Law Group PC
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General Counsel at LLC Attorney
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CEO at Dundas Wealth
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Certified Paralegal at Freedland Harwin Valori Gander (FHVG)
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SENIOR INTERNATIONAL LAWYER at Fintech Harbor Consulting
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CFO at Boston Trading.co
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General Counsel at Company Sage
Business Attorney at Davis Business Law
President at Locker Wealth Management, Inc.
Partner at Ceiba Law - Incident Response & Privacy Lawyer | Founder & CEO at RIGC - Strategic Risk & Crisis Management Advisor at Ceiba Law | Resolution Insight Group Corp.
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CFP® at RB WEALTH
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Senior Mortgage Broker at Your Equity
Chief of Staff at Broad Financial
Showing 20 of 123 experts
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