Securities Law Experts Experts 2025

Jeffrey Barnett is a fiduciary financial advisor with over 30 years of experience, specializing in growing wealth, tax optimization, and retirement security. Jeffrey created and manages Fintegrity , an independent, fee-only, fiduciary Registered Investment Adviser (RIA) to serve clients who reside in the United States. At Fintegrity , we create unique solutions for each client investing more than $1 million. Our personalized approach ensures precision and care toward meeting your financial aspirations.Call Jeffrey at (201) 266-6829 or email Jeff@Fintegrity.com for a complimentary consultation. Let us help you secure your financial future.

I work with you and your family to build your portfolio and develop a stable recurring income for your lifetime and that of your loved ones.We try to make that income tax efficient, so that we have as much after-tax income in your pocket to provide you with a comfortable retirement. For your non-registered monies, we generate tax preferred income through Canadian dividends that receive the dividend tax credit.As an example, there is a family I work with that receives about $100,000 in Canadian dividends every year from their joint account. Of this amount, $50,000 is taxed in each spouse's tax return along with their RRIFs and government pensions. As such, they pay very little taxes and have almost all of that income for their living needs. The dividends are of Canadian companies that are common shares and preferred shares. The common shares are of large dominant businesses with stable earnings enough to fund the dividends; like banks, telecoms, pipelines/utilities, insurance companies, etc.These companies are the type that clients are generally very comfortable with holding. Although the common share prices can fluctuate up and down through time, they have typically paid dividends for more than 50 years and are ones I feel can continue to pay well into the future. In addition to common shares, we hold higher quality Canadian preferred shares to generate tax preferred income and stability to your portfolio.We structure your personal investments to act like a pension. We use a fund to hold up to a year of cash needs. From this fund we take regular monthly withdrawals and automate transfers to your bank account every month. We then scoup up the dividends to top up the fund.As we want you to have a well diversified portfolio, we hold bonds and foreign stocks in tax registered accounts, like an RRSP, RRIF or TFSA.I do more than just managing investments. I provide estate planning to make sure your estate will pass to your spouse, children and other loved ones in a tax efficient way. And through financial planning, we want to make sure your financial situation doesn't get derailed if "life happens".The biggest value some say I provide, is that you and your family have someone who is experienced and knowedgeable in financial matters to help you, your spouse and children (especially after you have passed away) throughout your lives.I look forward to hearing from you:Office Tel: 604-288-2083Toll free: 1-855-855-9267 Extension 2Office Email: steve@lycosasset.comKindest regards,Steve Nyvik, BBA, MBA, CIM, CFP, R.F.P.

Jonathan Feniak is a non-traditional attorney, entrepreneur, founder, and social media influencer who has helped thousands of founders launch and maintain their businesses. Prior to obtaining a Juris Doctorate from the University of Denver Sturm College of Law, Order of the Coif in December, 2019 and being admitted to the Colorado (#54568) and Wyoming (8-6599) Attorney Bars, he obtained a Masters of Business Administration degree from Rutgers University Graduate School of Management in 2003 and was previously registered as Broker-Dealer Agent and/or Investment Advisor Representative in 16 States. Jonathan's experience in financial services includes working with start-ups, hedge funds, large alternative investment firms, and "wirehouse" broker-dealers.

I am deeply engaged in the practice of trademark and copyright law, particularly as they intersect with advertising, media, and licensing law. With a Master of Laws degree in business law, my career spans various roles in commercial litigation and transactional law. I have aided clients in securing trademarks and copyrights, reviewing contracts, privacy policies, conflicts of interest, and other compliance issues, and guiding them through the formation and organization of business entities. This diverse background has equipped me with a nuanced understanding of the legal field and has refined my abilities in negotiation, research, writing, and legal interpretation.

Sales and tech strategist driven to the front lines of the fintech evolution within the mortgage lending industry. Ambitiously working to create new opportunities, simplify processes, and pioneer modern solutions. Over 15 years of experience in the financial industry as an executive, strategist, consultant, trainer and team developer. •Founder of Liberty Financing LLC Previously: •Chief Strategy Officer at American Financing Corporation •Investment Advisor at Charles Schwab Knowledge and in depth experience ranges across technology innovation and integration (API, AI, Web design, SEO, SaaS), marketing, mortgage lending, business development, sales training, project management, data analysis and financial analysis. I’m passionate about providing the absolute best experience for our customers and the most rewarding career opportunities for our hard working high quality team members Current NMLS MLO State Licenses. Previously held FINRA Series 7 & Series 66 Licenses, Life and Health Insurance License, and Accredited Asset Management Specialist designation from the College of Financial Planning.

Jeff Burr has been recognized as one of the top tax and estate planning attorneys in Southern Nevada and has been practicing for over 40 years. Through his years of community service and continual hard work, his personal client list contains many of the most prominent families in southern Nevada. Under Jeff's leadership, the firm has received the highest and most prestigious AV rating from Martindale Hubbell. Jeff's community involvement includes having been elected to the Clark County School Board and serving on boards such as the Boys and Girls Clubs of Southern Nevada, KLVX Planned Giving, St. Rose Dominican Foundation, Nevada State College, The Giving Tree, LDS Philanthropies and others. Jeff has been named by his peers as one of the top estate planning attorneys in Southern Nevada in every edition of Best Lawyers in America.

I'm an operator (currently COO @ Boundless), founder (upmysport, The Ski Locker) and UK qualified corporate lawyer, with experienced in seed and growth stage venture capital through to IPO / large scale M&A (Index Ventures, Linklaters).

At Dundas Brokers, we help life insurance brokers generate more commissions by using the power of digital marketing, technology, and real time underwriting support.We're now building Canada’s leading life insurance brokerage for independent agents. To learn more about Dundas Brokers, check out our company overview:https://dundasbrokers.com

I’m a lifesciences compliance strategist with a passion for building real-world, right-sized programs in fast-moving environments. With deep experience in pharma and medtech, I specialize in translating regulatory complexity into practical, actionable frameworks. I’ve spent 7+ years navigating the gray areas of compliance—from training physicians on industry expectations to building startup programs from the ground up. I believe compliance should be ethical, functional, and human-centered—and that culture is built through clarity, storytelling, and respect, not fear. Outside of policy and audits, I speak regularly on startup compliance and love turning “boring” topics into memorable moments. I'm here to connect, create, and contribute.

Meet Jim Lee and Ann Cummings – Trusted Coastal Real Estate Experts with RE/MAX Shoreline Jim and Ann are an experienced, highly regarded real estate team specializing in the vibrant markets along the New Hampshire Seacoast and Southern Maine. As seasoned professionals with RE/MAX Shoreline, they bring a dynamic blend of market intelligence, thoughtful strategy, and personalized service to every client relationship. With decades of combined experience, Jim and Ann have successfully guided clients through a wide range of real estate journeys—from first-time homebuyers and seasoned investors to families navigating relocation, downsizing, or life transitions like divorce. Their deep understanding of local market trends, zoning, coastal regulations, and community nuances enables them to offer expert guidance in even the most complex transactions. Jim is known for his strategic mindset, calm professionalism, and sharp negotiation skills. Ann brings a creative edge, a detail-oriented approach, and a warm, empathetic style that puts clients at ease. Together, they form a balanced partnership built on trust, integrity, and a shared commitment to delivering exceptional results. Their marketing approach is rooted in compelling storytelling, refined coastal branding, and data-driven insights that keep clients informed and empowered. They leverage the strength of the RE/MAX Shoreline network to provide broad exposure for sellers and unmatched access to off-market opportunities for buyers. Consistently recognized as top performers in the region, Jim and Ann are also active members of their coastal communities, often supporting local causes and promoting the lifestyle that makes this area so special. Whether you're buying, selling, or simply exploring your options, Jim and Ann are the trusted local experts you want by your side—professional, approachable, and always focused on your goals. For interviews, expert commentary, or media features about coastal living and real estate trends in New Hampshire and Southern Maine, Jim and Ann are available to share insights that reflect both the lifestyle and the market dynamics of this exceptional region.

Jonathan Feniak is a non-traditional attorney, entrepreneur, founder, and social media influencer who has helped thousands of founders launch and maintain their businesses. Prior to obtaining a Juris Doctorate from the University of Denver Sturm College of Law, Order of the Coif in December, 2019 and being admitted to the Colorado (#54568) and Wyoming (8-6599) Attorney Bars, he obtained a Masters of Business Administration degree from Rutgers University Graduate School of Management in 2003 and was previously registered as Broker-Dealer Agent and/or Investment Advisor Representative in 16 States. Jonathan's experience in financial services includes working with start-ups, hedge funds, large alternative investment firms, and "wirehouse" broker-dealers.

Since 1996, I have helped clients invest, protect, and transfer their wealth in a tax-friendly way. Locker Wealth Management will help you to develop, implement, and monitor a plan to:- save and invest your funds with a risk-appropriate strategy to address your retirement, college, income, and aspirational needs;- help protect your wealth from shrinkage due to taxes, settlement costs, or healthcare needs by coordinating our efforts with your tax, insurance, & legal advisors;- help you take care of the people and organizations that are important to you, during life & after your passing, in a tax-friendly way.

A Biomedical Engineer currently working as a Broker of Record in Toronto, aiming to fuse my passions of human-centered design, business development, and customer service.

Shawn is a seasoned lawyer with an entrepreneurial spirit & is experienced working with technology-focused organizations at varying stages, including as General Counsel for an international health tech company. Shawn works closely with clients as a valued & trusted advisor, providing business ready solutions to resolve issues revolving around incident response (breach coach), strategic risk, crisis, data privacy & cybersecurity.Shawn Ford provides strategic risk advisory services that span a comprehensive spectrum, encompassing strategic communications, investigations, due diligence, supply chain analysis, intelligence research & a range of specialized services. He provides guidance on issues related to kidnap, extortion, blackmail & product contamination, rendering invaluable support to High Net Worth Individuals & Families in need of protection & emergency response. He focuses on providing executive-level strategies to plan for, prevent, & respond to crises throughout the pre-, intra-, & post-crisis stages.Shawn values aiding clients to develop & build upon their understanding of strategic risk, compliance, privacy & cyber obligations. As such, he realizes first-hand the challenges that organizations face when trying to balance their compliance obligations while innovating & developing new products & services. Shawn helps companies turn their obligations into opportunities, to build trust & advance their business goals.Shawn assists multinational institutions to understand & operationalize their risk, privacy & cyber requirements. He works closely with the executives, CISOs & legal counsel to create enterprise-wide strategic risk programs, third party risk programs & incident response capabilities. He frequently works with privacy officers to implement their privacy program & to understand their data.As Co-Founder & President of IronGate Protection, Shawn leads the business as it provides executive & close protection, security operations, private investigation, bodyguard, residential security, threat assessment, & international operation management.Shawn states that his mission is “to take a 360° approach to understand your organization’s position & ability to leverage strategic risk, data security, privacy & technology best practices to build brand trust & resiliency.”__The content shared is for general informational purposes only & should not be construed as legal advice.Do not provide confidential information via LinkedIn as it may not be treated as confidential, privileged, or protected.Prior results do not guarantee similar outcome.

My Purpose:To serve my local and Veteran communities in a Christ-like manner

I’m a real estate lawyer focused on transactions. My team helps people buy, sell, and refinance their property with confidence.Drawing on my experience as a former Real Estate Broker, I’m building the kind of high-performance legal team I would have confidently referred my clients to.Our mission is to create a seamless experience for homeowners, Realtors, and industry professionals while prioritizing Accessibility, Communication, and Education.I also write The REALTOR Newsletter, a weekly email with clear, actionable legal insights designed specifically for Realtors.Let’s connect if you’re looking for a trusted partner for your next transaction.

The daughter of a modern-day wildcatter and a day trader, both of whom are business owners, I grew up in Houston surrounded by business risk and the “ups and downs” of the oil and gas industry. So, it is no surprise I am considered very business-minded when it comes to advising my clients, whether it is about the acquisition of another company, the purchase of real estate, the negotiation of a commercial lease, or the setting up of a new business venture. While in law school, I gained valuable experience interning with the second largest CPA firm in the United States, the federal government, and a national non-profit organization. I spent my last year of law school as a Shapiro Fellow at the Securities and Exchange Commission. While there, I worked on high-profile securities litigation cases and investigations, and in some cases right alongside the Federal Bureau of Investigation, the Department of Justice, and the Internal Revenue Service. Upon graduation from law school, I went to work for a major accounting firm where I assisted major Houston oil and gas clients with international taxation transactions. I received my Bachelor of Business Administration in Accounting and General Business from Texas Tech University. Upon graduation, I was awarded “highest ranking graduate” from the Rawls College of Business. After completing undergraduate studies, I attended The George Washington University Law School where I received my Juris Doctorate in 2014. Upon graduation, I was awarded the Presidential Volunteer Service Award for extensive pro bono work with the homeless and unemployed in the heart of Washington, D.C. While handling multiple large acquisitions for a Fortune 200 company at the same time, I went back to school to obtain my L.L.M. and a Certificate in International Taxation from Georgetown University. Upon graduation, I was once again recognized for pro bono work in my local community. I am a managing partner with Quadros, Migl & Crosby PLLC, a growing boutique Texas business law firm with four locations throughout the state.

Trial Lawyer recognized by Best Lawyers, America, Ones to Watch - Plaintiff's Medical Malpractice, Personal InjuryNew England Super Lawyers, Rising Star - Plaintiff's Personal Injury, Plaintiff's Medical MalpracticeConnecticut Super Lawyers, Rising Star - Plaintiff's Medical MalpracticePracticing exclusively in Medical Malpractice, Nursing Home Negligence, and Personal InjuryAdmitted in Connecticut and Florida.

Proven Track Record of Scaling Social Focused Campaigns consistently past 8-figures…